SEC Comment Letter 0000000000-23-000767 to HALL ERIC A (CIK 0001800970)
HALL ERIC A (CIK 0001800970)
Date: Jan. 24, 2023 · CIK: 0001800970 · Accession: 0000000000-23-000767
AI Filing Summary & Sentiment
File numbers found in text: 811-23506
Letter
January 13, 2023 Via U.S. Mail Eric A. Hall 701 Santa Fe Avenue #5501 Compton, California 90221-9888 Re: Hall Eric A File No. 811-23506 Dear Eric A. Hall : On January 31, 2020 you filed a Form N-8A notifying the Commission of your intention to register as an investment company under the Investment Company Act of 1940 (“1940 Act”). In that filing , you note that you are concurrently filing a registration statement pursuant to Section 8(b) of the 1940 Act but the registration statement was not included with the filing nor was it later filed .
As such, your current filing i s materially deficient . Consequently, we believe you should either deregister the company or amend the filing to provide substantive and accurate responses to the Form N- 8A item requirements. In that regard, we believe you should consult with a lawyer to assist you with the deregistration process or in complying with the requirements of Form N -8A.
As a result of these deficiencies , you should not deem yourself a “registered” investment company . We do not believe investors should rely on the documents you have filed with us for any investment purpose. It is our intention to post this letter. If you have a ny questions, you may contact our office at (202) 551-6921. Sincerely,
Disclosure Review and Accounting Office
Show Raw Text
January 13, 2023 Via U.S. Mail Eric A. Hall 701 Santa Fe Avenue #5501 Compton, California 90221-9888 Re: Hall Eric A File No. 811-23506 Dear Eric A. Hall : On January 31, 2020 you filed a Form N-8A notifying the Commission of your intention to register as an investment company under the Investment Company Act of 1940 (“1940 Act”). In that filing , you note that you are concurrently filing a registration statement pursuant to Section 8(b) of the 1940 Act but the registration statement was not included with the filing nor was it later filed . As such, your current filing i s materially deficient . Consequently, we believe you should either deregister the company or amend the filing to provide substantive and accurate responses to the Form N- 8A item requirements. In that regard, we believe you should consult with a lawyer to assist you with the deregistration process or in complying with the requirements of Form N -8A. As a result of these deficiencies , you should not deem yourself a “registered” investment company . We do not believe investors should rely on the documents you have filed with us for any investment purpose. It is our intention to post this letter. If you have a ny questions, you may contact our office at (202) 551-6921. Sincerely, Disclosure Review and Accounting Office