SEC Company Response from Masterworks 009, LLC (CIK 0001806903) — Jun 23, 2020
Masterworks 009, LLC (CIK 0001806903)
Date: June 23, 2020 · CIK: 0001806903 · Accession: 0001493152-20-011669
AI Filing Summary & Sentiment
File numbers found in text: 024-11185
Letter
Office of Trade & Services Division of Corporation Finance Securities and Exchange Commission File No. 024-11185 Acceleration Request Requested Date: June 26, 2020 Requested Time: 5:00 PM Eastern Time
Dear Sir or Madam:
Masterworks 009, LLC (the “Company”) hereby requests that the Securities and Exchange Commission (the “Commission”) take appropriate action to declare the above-captioned Offering Statement on Form 1-A qualified at the “Requested Date” and “Requested Time” set forth above or as soon thereafter as practicable.
The Company hereby authorizes Josh Goldstein, inhouse legal counsel, and or Craig D. Linder, who is an attorney with the Company’s outside legal counsel, Anthony L.G., PLLC, to orally modify or withdraw this request for acceleration.
The Company hereby acknowledges that:
● should the Commission or the staff of the Commission, acting pursuant to delegated authority, declare the filing qualified, it does not foreclose the Commission from taking any action with respect to the filing;
● the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing qualified, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
● the Company may not assert the staff comments and the declaration of qualification as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
The Company also agrees that it will only sell shares of its Class A ordinary shares pursuant to the subject Offering Statement in states where the offering is registered or where there is an applicable exemption from the applicable state’s securities law available.
Securities and Exchange Commission
June 23, 2020
Page
The Company requests that it be notified of such qualification by a telephone call to Josh Goldstein at (646) 263 6995 or email to him at: jgoldstein@masterworks.io.
Very truly yours,
MASTERWORKS 009, LLC
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CORRESP
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filename1.htm
MASTERWORKS
009, LLC
497
Broome Street
New
York, New York 10013
Phone:
(203) 518-5172
June
23, 2020
Office
of Trade & Services
Division
of Corporation Finance
Securities
and Exchange Commission
100
F. Street, N.E.
Washington,
D.C. 20549
Re:
Masterworks 009, LLC
Offering Statement on Form 1-A
Filed April 2, 2020
File No. 024-11185
Acceleration
Request
Requested
Date: June 26, 2020
Requested
Time: 5:00 PM Eastern Time
Dear
Sir or Madam:
Masterworks
009, LLC (the “Company”) hereby requests that the Securities and Exchange Commission (the “Commission”)
take appropriate action to declare the above-captioned Offering Statement on Form 1-A qualified at the “Requested Date”
and “Requested Time” set forth above or as soon thereafter as practicable.
The
Company hereby authorizes Josh Goldstein, inhouse legal counsel, and or Craig D. Linder, who is an attorney with the Company’s
outside legal counsel, Anthony L.G., PLLC, to orally modify or withdraw this request for acceleration.
The
Company hereby acknowledges that:
●
should the Commission
or the staff of the Commission, acting pursuant to delegated authority, declare the filing qualified, it does not foreclose
the Commission from taking any action with respect to the filing;
●
the action of the
Commission or the staff, acting pursuant to delegated authority, in declaring the filing qualified, does not relieve the Company
from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and
●
the Company may
not assert the staff comments and the declaration of qualification as a defense in any proceeding initiated by the Commission
or any person under the federal securities laws of the United States.
The
Company also agrees that it will only sell shares of its Class A ordinary shares pursuant to the subject Offering Statement in
states where the offering is registered or where there is an applicable exemption from the applicable state’s securities
law available.
Securities
and Exchange Commission
June
23, 2020
Page
2
The
Company requests that it be notified of such qualification by a telephone call to Josh Goldstein at (646) 263 6995 or email to
him at: jgoldstein@masterworks.io.
Very truly yours,
MASTERWORKS 009, LLC
By:
/s/
Joshua B. Goldstein
Joshua B. Goldstein
General Counsel and Secretary