SEC Company Response from Great Elm Group, (GEG) — Jun 6, 2022
Great Elm Group, Inc.
Date: June 6, 2022 · CIK: 0001831096 · Accession: 0001140361-22-021940
AI Filing Summary & Sentiment
File numbers found in text: 333-264692
Letter
Re:
VIA EDGAR
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Great Elm Group, Inc.
Registration Statement on Form S-1
File No. 333-264692
Ladies and Gentlemen:
In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Oppenheimer & Co. Inc., as representative of the several Underwriters, hereby joins in the request of Great Elm Group, Inc. that the effective date of the above-captioned Registration Statement be accelerated so that the same will become effective on June 7, 2022 at 3:00 p.m., Eastern Time, or as soon as practicable thereafter.
The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:
(i)
Date of preliminary prospectus: June 6, 2022;
(ii)
Date of distribution: June 6-7, 2022;
(iii)
Number of prospective underwriters to whom the preliminary prospectus was furnished: 4;
(iv)
Number of prospectuses so distributed: approximately 500; and
(v)
We have been informed by the participating underwriters that they have complied and will comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934.
Very truly yours,
Oppenheimer & Co. Inc.
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CORRESP
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VIA EDGAR
United States Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Re:
Great Elm Group, Inc.
Registration Statement on Form S-1
File No. 333-264692
Ladies and Gentlemen:
In accordance with Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended, Oppenheimer & Co. Inc., as representative of the several Underwriters, hereby joins in the request of Great Elm Group, Inc. that the
effective date of the above-captioned Registration Statement be accelerated so that the same will become effective on June 7, 2022 at 3:00 p.m., Eastern Time, or as soon as practicable thereafter.
The following is supplemental information supplied under Rule 418(a)(7) and Rule 460 under the Securities Act of 1933:
(i)
Date of preliminary prospectus: June 6, 2022;
(ii)
Date of distribution: June 6-7, 2022;
(iii)
Number of prospective underwriters to whom the preliminary prospectus was furnished: 4;
(iv)
Number of prospectuses so distributed: approximately 500; and
(v)
We have been informed by the participating underwriters that they have complied and will comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934.
Very truly yours,
Oppenheimer & Co. Inc.
On behalf of itself and the several Underwriters
OPPENHEIMER & CO. INC.
By:
/s/ John D. Nelson
Name:
John D. Nelson
Title:
Managing Director