SEC Comment Letter 0000000000-23-000774 to MONIQUE DENISE WHEAT TRUST (CIK 0001842603)
MONIQUE DENISE WHEAT TRUST (CIK 0001842603)
Date: Jan. 24, 2023 · CIK: 0001842603 · Accession: 0000000000-23-000774
AI Filing Summary & Sentiment
File numbers found in text: 811-23634
Letter
January 13, 2023 Via U.S. Mail Monique Denise Wheat 429 Green Springs Highway Suite 161-454 Birmingham, Alabama 35209 Re: Monique Denise Wheat Trust File No. 811-23634
Dear Monique Denise Wheat: On February 2, 2021 you filed a Form N-8A notifying the Commission of your intention to register as an investment company under the Investment Company Act of 1940 (“1940 Act”). In that filing , you note that you are concurrentl y filing a registration statement pursuant to Section 8(b) of the 1940 Act but the registration statement was not included with the filing nor was it later filed .
As such, your current filing i s materially deficient . Consequently, we believe you should either deregister the company or amend the filing to provide substantive and accurate responses to the Form N- 8A item requirements. In that regard, we believe you should consult with a lawyer to assist you with the deregistration pro cess or in complying with the requirements of Form N -8A.
As a result of these deficiencies , you should not deem yourself a “registered” investment company . We do not believe investors should rely on the documents you have filed with us for any investment purpose. It is our intention to post this letter. If you have any questions, you may contact our office at (202) 551-6921. Sincerely,
Disclosure Review and Accounting Office
Show Raw Text
January 13, 2023 Via U.S. Mail Monique Denise Wheat 429 Green Springs Highway Suite 161-454 Birmingham, Alabama 35209 Re: Monique Denise Wheat Trust File No. 811-23634 Dear Monique Denise Wheat: On February 2, 2021 you filed a Form N-8A notifying the Commission of your intention to register as an investment company under the Investment Company Act of 1940 (“1940 Act”). In that filing , you note that you are concurrentl y filing a registration statement pursuant to Section 8(b) of the 1940 Act but the registration statement was not included with the filing nor was it later filed . As such, your current filing i s materially deficient . Consequently, we believe you should either deregister the company or amend the filing to provide substantive and accurate responses to the Form N- 8A item requirements. In that regard, we believe you should consult with a lawyer to assist you with the deregistration pro cess or in complying with the requirements of Form N -8A. As a result of these deficiencies , you should not deem yourself a “registered” investment company . We do not believe investors should rely on the documents you have filed with us for any investment purpose. It is our intention to post this letter. If you have any questions, you may contact our office at (202) 551-6921. Sincerely, Disclosure Review and Accounting Office