SEC Comment Letter 0000000000-24-006465 to Thunder Bridge Capital Partners IV, Inc. (THCP, THCPU, THCPW) (CIK 0001843993)
Thunder Bridge Capital Partners IV, Inc. (THCP, THCPU, THCPW) (CIK 0001843993)
Date: June 5, 2024 · CIK: 0001843993 · Accession: 0000000000-24-006465
AI Filing Summary & Sentiment
File numbers found in text: 001-40555
Letter
United States securities and exchange commission logo June 5, 2024 Gary A. Simanson Chief Executive Officer Thunder Bridge Capital Partners IV, Inc. 9912 Georgetown Pike Suite D203 Great Falls, VA 22066 Re:Thunder Bridge Capital Partners IV, Inc. Preliminary Proxy Statement on Schedule 14A Filed May 28, 2024 File No. 001-40555 Dear Gary A. Simanson: We have reviewed your filing and have the following comment. Please respond to this letter within ten business days by providing the requested information or advise us as soon as possible when you will respond. If you do not believe this comment applies to your facts and circumstances, please tell us why in your response. After reviewing your response to this letter, we may have additional comments. Preliminary Proxy Statement on Schedule 14A General 1.We note that you are seeking to extend your termination date beyond July 2, 2024, 36 months after the consummation of your initial public offering. We also note that you are listed on The Nasdaq Capital Market and that Nasdaq IM-5101-2 requires that a special purpose acquisition company complete one or more business combinations within 36 months of the effectiveness of its IPO registration statement. Please revise to explain that the proposal to extend your termination deadline beyond July 2, 2024, does not comply with this rule, or advise, and to disclose the risks of your non-compliance with this rule, including that your securities may be subject to suspension and delisting from The Nasdaq Capital Market, and the consequences of any such suspension or delisting. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff.
FirstName LastNameGary A. Simanson Comapany NameThunder Bridge Capital Partners IV, Inc. June 5, 2024 Page 2 FirstName LastName Gary A. Simanson Thunder Bridge Capital Partners IV, Inc. June 5, 2024 Page 2 Please contact Catherine De Lorenzo at 202-551-3772 or David Link at 202-551-3356 with any questions. Sincerely, Division of Corporation Finance Office of Real Estate & Construction cc: Benjamin S. Reichel, Esq.
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United States securities and exchange commission logo
June 5, 2024
Gary A. Simanson
Chief Executive Officer
Thunder Bridge Capital Partners IV, Inc.
9912 Georgetown Pike Suite D203
Great Falls, VA 22066
Re:Thunder Bridge Capital Partners IV, Inc.
Preliminary Proxy Statement on Schedule 14A
Filed May 28, 2024
File No. 001-40555
Dear Gary A. Simanson:
We have reviewed your filing and have the following comment.
Please respond to this letter within ten business days by providing the requested
information or advise us as soon as possible when you will respond. If you do not believe
this comment applies to your facts and circumstances, please tell us why in your response.
After reviewing your response to this letter, we may have additional comments.
Preliminary Proxy Statement on Schedule 14A
General
1.We note that you are seeking to extend your termination date beyond July 2, 2024,
36 months after the consummation of your initial public offering. We also note that you
are listed on The Nasdaq Capital Market and that Nasdaq IM-5101-2 requires that a
special purpose acquisition company complete one or more business combinations within
36 months of the effectiveness of its IPO registration statement. Please revise to explain
that the proposal to extend your termination deadline beyond July 2, 2024, does not
comply with this rule, or advise, and to disclose the risks of your non-compliance with this
rule, including that your securities may be subject to suspension and delisting from The
Nasdaq Capital Market, and the consequences of any such suspension or delisting.
We remind you that the company and its management are responsible for the accuracy
and adequacy of their disclosures, notwithstanding any review, comments, action or absence of
action by the staff.
FirstName LastNameGary A. Simanson
Comapany NameThunder Bridge Capital Partners IV, Inc.
June 5, 2024 Page 2
FirstName LastName
Gary A. Simanson
Thunder Bridge Capital Partners IV, Inc.
June 5, 2024
Page 2
Please contact Catherine De Lorenzo at 202-551-3772 or David Link at 202-551-3356
with any questions.
Sincerely,
Division of Corporation Finance
Office of Real Estate & Construction
cc: Benjamin S. Reichel, Esq.