SecProbe.io

Filing text and metadata
Intelligence Terminal Search Topics Monthly Activity About

SEC Comment Letter 0000000000-23-001923 to RoyaltyTraders LLC (CIK 0001855626)

RoyaltyTraders LLC (CIK 0001855626)
Date: Feb. 27, 2023 · CIK: 0001855626 · Accession: 0000000000-23-001923

Regulatory Compliance Offering / Registration Process Financial Reporting

AI Filing Summary & Sentiment

Sentiment
Urgency
Document Type
Confidence
SEC Posture
Company Posture

Summary

Reasoning

File numbers found in text: 024-11532

Date
February 27, 2023
Author
Office of Technology
Form
UPLOAD
Company
RoyaltyTraders LLC (CIK 0001855626)

Letter

United States securities and exchange commission logo February 27, 2023 Sean Peace Manager RoyaltyTraders LLC 1053 East Whitaker Mill Rd., Suite 115 Raleigh, NC 27604 Re:RoyaltyTraders LLC Offering Statement on Form 1-A Post-qualification Amendments No. 11 and 12 Filed February 17, 2023 and February 22, 2023 File No. 024-11532 Dear Sean Peace: This is to advise you that we do not intend to review your amendments. We will consider qualifying your offering statement at your request. If a participant in your offering is required to clear its compensation arrangements with FINRA, please have FINRA advise us that it has no objections to the compensation arrangements prior to qualification. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. Please contact Kathleen Krebs, Special Counsel at 202-551-3350 or Jan Woo, Legal Branch Chief, at 202-551-3453 with any questions.

Sincerely,
Division of Corporation Finance
Office of Technology
cc: Andrew Stephenson

Show Raw Text
United States securities and exchange commission logo
February 27, 2023
Sean Peace
Manager
RoyaltyTraders LLC
1053 East Whitaker Mill Rd., Suite 115
Raleigh, NC 27604
Re:RoyaltyTraders LLC
Offering Statement on Form 1-A
Post-qualification Amendments No. 11 and 12
Filed February 17, 2023 and February 22, 2023
File No. 024-11532
Dear Sean Peace:
            This is to advise you that we do not intend to review your amendments.
            We will consider qualifying your offering statement at your request. If a participant in
your offering is required to clear its compensation arrangements with FINRA, please have
FINRA advise us that it has no objections to the compensation arrangements prior to
qualification.
            We remind you that the company and its management are responsible for the accuracy
and adequacy of their disclosures, notwithstanding any review, comments, action or absence of
action by the staff.
            Please contact Kathleen Krebs, Special Counsel at 202-551-3350 or Jan Woo, Legal
Branch Chief, at 202-551-3453 with any questions.

Sincerely,
Division of Corporation Finance
Office of Technology
cc:       Andrew Stephenson