SEC Comment Letter 0000000000-23-008992 to CWS Investments Inc (CIK 0001920508)
CWS Investments Inc (CIK 0001920508)
Date: Aug. 17, 2023 · CIK: 0001920508 · Accession: 0000000000-23-008992
AI Filing Summary & Sentiment
File numbers found in text: 024-11857
Letter
United States securities and exchange commission logo August 17, 2023 Christopher Seveney President, CEO and CFO CWS Investments, Inc 5242 Port Royal Rd #1785 North Springfield, VA 22151 Re:CWS Investments, Inc Offering Statement on Form 1-A Post-qualification Amendment No. 3 Filed August 7, 2023 File No. 024-11857 Dear Christopher Seveney: We have reviewed your amendment and have the following comments. In some of our comments, we may ask you to provide us with information so we may better understand your disclosure. Please respond to this letter by amending your offering statement and providing the requested information. If you do not believe our comments apply to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response. After reviewing any amendment to your offering statement and the information you provide in response to these comments, we may have additional comments. Post-Qualification Amendment No. 3 to the to the Offering Statement filed August 7, 2023 Cover Page 1.With the next amendment, please use the correct amendment number, which will be the fourth amendment. In this regard, the amendment filed on August 7, 2023 was the third amendment rather than the second amendment. General 2.We note that your document indicates that you will issue up to 7,500,000 shares at $10 per share, for a total of $75,000,000. However, we also note that in several locations, you indicate that you will issue 750,000 shares. Please revise to clarify the number of shares that may be sold in this offering.
FirstName LastNameChristopher Seveney Comapany NameCWS Investments, Inc August 17, 2023 Page 2 FirstName LastName Christopher Seveney CWS Investments, Inc August 17, 2023 Page 2 We will consider qualifying your offering statement at your request. If a participant in your offering is required to clear its compensation arrangements with FINRA, please have FINRA advise us that it has no objections to the compensation arrangements prior to qualification. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. Please contact Robert Arzonetti at (202) 551-8819 or Christian Windsor, Legal Branch Chief, at (202) 551-3419 with any other questions. Sincerely, Division of Corporation Finance Office of Finance cc: Brian Gallagher
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United States securities and exchange commission logo
August 17, 2023
Christopher Seveney
President, CEO and CFO
CWS Investments, Inc
5242 Port Royal Rd #1785
North Springfield, VA 22151
Re:CWS Investments, Inc
Offering Statement on Form 1-A
Post-qualification Amendment No. 3
Filed August 7, 2023
File No. 024-11857
Dear Christopher Seveney:
We have reviewed your amendment and have the following comments. In some of our
comments, we may ask you to provide us with information so we may better understand your
disclosure.
Please respond to this letter by amending your offering statement and providing the
requested information. If you do not believe our comments apply to your facts and
circumstances or do not believe an amendment is appropriate, please tell us why in your
response. After reviewing any amendment to your offering statement and the information you
provide in response to these comments, we may have additional comments.
Post-Qualification Amendment No. 3 to the to the Offering Statement filed August 7, 2023
Cover Page
1.With the next amendment, please use the correct amendment number, which will be the
fourth amendment. In this regard, the amendment filed on August 7, 2023 was the third
amendment rather than the second amendment.
General
2.We note that your document indicates that you will issue up to 7,500,000 shares at $10 per
share, for a total of $75,000,000. However, we also note that in several locations, you
indicate that you will issue 750,000 shares. Please revise to clarify the number of shares
that may be sold in this offering.
FirstName LastNameChristopher Seveney
Comapany NameCWS Investments, Inc
August 17, 2023 Page 2
FirstName LastName
Christopher Seveney
CWS Investments, Inc
August 17, 2023
Page 2
We will consider qualifying your offering statement at your request. If a participant in
your offering is required to clear its compensation arrangements with FINRA, please have
FINRA advise us that it has no objections to the compensation arrangements prior to
qualification.
We remind you that the company and its management are responsible for the accuracy
and adequacy of their disclosures, notwithstanding any review, comments, action or absence of
action by the staff.
Please contact Robert Arzonetti at (202) 551-8819 or Christian Windsor, Legal Branch
Chief, at (202) 551-3419 with any other questions.
Sincerely,
Division of Corporation Finance
Office of Finance
cc: Brian Gallagher