SEC Comment Letter 0000000000-23-012425 to Binah Capital Group, Inc. (BCG)
Binah Capital Group, Inc.
Date: Nov. 13, 2023 · CIK: 0001953984 · Accession: 0000000000-23-012425
AI Filing Summary & Sentiment
File numbers found in text: 333-269004
Letter
United States securities and exchange commission logo November 13, 2023 Michael Nessim Chief Executive Officer Binah Capital Group, Inc. 17 Battery Place, Room 625 New York, New York 10004 Re:Binah Capital Group, Inc. Amendment No. 4 to Registration Statement on Form S-4 Filed October 26, 2023 File No. 333-269004 Dear Michael Nessim: We have reviewed your amended registration statement and have the following comment(s). Please respond to this letter by amending your registration statement and providing the requested information. If you do not believe a comment applies to your facts and circumstances or do not believe an amendment is appropriate, please tell us why in your response. After reviewing any amendment to your registration statement and the information you provide in response to this letter, we may have additional comments. Unless we note otherwise, any references to prior comments are to comments in our October 18, 2023 letter. Amendment No. 4 to Form S- 4 filed October 26, 2023 General 1.We note your response to our prior comment 13. Please confirm you will fill in the name of the "Pipe Investor" prior to effectiveness of the registration statement or advise. Signatures, page II-9 2.We note your response to our prior comment 12 and reissue the comment in part. Please note that the registration statement should also be signed by its principal financial officer, its controller or principal accounting officer, and by at least a majority of the board of directors or persons performing similar functions. Refer to Instructions to Signatures on Form S-4. If a person is signing in more than one capacity, please indicate each capacity in which he is signing.
FirstName LastNameMichael Nessim Comapany NameBinah Capital Group, Inc. November 13, 2023 Page 2 FirstName LastName Michael Nessim Binah Capital Group, Inc. November 13, 2023 Page 2 Please contact Michael Henderson at 202-551-3364 or Robert Klein at 202-551-3847 if you have questions regarding comments on the financial statements and related matters. Please contact Susan Block at 202-551-3210 or John Dana Brown at 202-551-3859 with any other questions. Sincerely, Division of Corporation Finance Office of Finance
Show Raw Text
United States securities and exchange commission logo
November 13, 2023
Michael Nessim
Chief Executive Officer
Binah Capital Group, Inc.
17 Battery Place, Room 625
New York, New York 10004
Re:Binah Capital Group, Inc.
Amendment No. 4 to Registration Statement on Form S-4
Filed October 26, 2023
File No. 333-269004
Dear Michael Nessim:
We have reviewed your amended registration statement and have the following
comment(s).
Please respond to this letter by amending your registration statement and providing the
requested information. If you do not believe a comment applies to your facts and circumstances
or do not believe an amendment is appropriate, please tell us why in your response.
After reviewing any amendment to your registration statement and the information you
provide in response to this letter, we may have additional comments. Unless we note otherwise,
any references to prior comments are to comments in our October 18, 2023 letter.
Amendment No. 4 to Form S- 4 filed October 26, 2023
General
1.We note your response to our prior comment 13. Please confirm you will fill in the name
of the "Pipe Investor" prior to effectiveness of the registration statement or advise.
Signatures, page II-9
2.We note your response to our prior comment 12 and reissue the comment in part. Please
note that the registration statement should also be signed by its principal financial officer,
its controller or principal accounting officer, and by at least a majority of the board of
directors or persons performing similar functions. Refer to Instructions to Signatures on
Form S-4. If a person is signing in more than one capacity, please indicate each capacity
in which he is signing.
FirstName LastNameMichael Nessim
Comapany NameBinah Capital Group, Inc.
November 13, 2023 Page 2
FirstName LastName
Michael Nessim
Binah Capital Group, Inc.
November 13, 2023
Page 2
Please contact Michael Henderson at 202-551-3364 or Robert Klein at 202-551-3847 if
you have questions regarding comments on the financial statements and related matters. Please
contact Susan Block at 202-551-3210 or John Dana Brown at 202-551-3859 with any other
questions.
Sincerely,
Division of Corporation Finance
Office of Finance