SEC Comment Letter 0000000000-22-013012 to EthicStream Inc. (CIK 0001955926)
EthicStream Inc. (CIK 0001955926)
Date: Dec. 2, 2022 · CIK: 0001955926 · Accession: 0000000000-22-013012
AI Filing Summary & Sentiment
File numbers found in text: 024-12078
Letter
United States securities and exchange commission logo December 2, 2022 Joshua Soloway Chief Executive Officer EthicStream Inc. 500 West Putnam Avenue, Suite 400 Greenwich, CT 06830 Re:EthicStream Inc. Offering Statement on Form 1-A Filed on November 23, 2022 File No. 024-12078 Dear Joshua Soloway: This is to advise you that we do not intend to review your offering statement. We will consider qualifying your offering statement at your request. If a participant in your offering is required to clear its compensation arrangements with FINRA, please have FINRA advise us that it has no objections to the compensation arrangements prior to qualification. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. We also remind you that, following qualification of your Form 1-A, Rule 257 of Regulation A requires you to file periodic and current reports, including a Form 1-K which will be due within 120 calendar days after the end of the fiscal year covered by the report. Please contact Janice Adeloye at 202-551-3034 or Dietrich King at 202-551-8071 with any questions. Sincerely, Division of Corporation Finance Office of Trade & Services
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United States securities and exchange commission logo
December 2, 2022
Joshua Soloway
Chief Executive Officer
EthicStream Inc.
500 West Putnam Avenue, Suite 400
Greenwich, CT 06830
Re:EthicStream Inc.
Offering Statement on Form 1-A
Filed on November 23, 2022
File No. 024-12078
Dear Joshua Soloway:
This is to advise you that we do not intend to review your offering statement.
We will consider qualifying your offering statement at your request. If a participant in
your offering is required to clear its compensation arrangements with FINRA, please have
FINRA advise us that it has no objections to the compensation arrangements prior to
qualification.
We remind you that the company and its management are responsible for the accuracy
and adequacy of their disclosures, notwithstanding any review, comments, action or absence of
action by the staff. We also remind you that, following qualification of your Form 1-A, Rule 257
of Regulation A requires you to file periodic and current reports, including a Form 1-K which
will be due within 120 calendar days after the end of the fiscal year covered by the report.
Please contact Janice Adeloye at 202-551-3034 or Dietrich King at 202-551-8071 with
any questions.
Sincerely,
Division of Corporation Finance
Office of Trade & Services