Companies by SEC Issue Category
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Exports every company matching the active filters, up to 200 rows.
| Ticker | Company | Tags | Latest Filing | Open |
|---|---|---|---|---|
| DFDV | DeFi Development Corp. (DFDV, DFDVW, DFUKF) (CIK 0001805526) |
Offering / Registration Process
Regulatory Compliance
Financial Reporting
|
Jan. 29, 2026 | View Correspondence |
| CRCW | Crypto Co (CRCW) (CIK 0001688126) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
Mar. 5, 2026 | View Correspondence |
| CPS | Cooper-Standard Holdings Inc. (CPS) (CIK 0001320461) |
Regulatory Compliance
Financial Reporting
Capital Structure
|
Mar. 4, 2026 | View Correspondence |
| CVLT | COMMVAULT SYSTEMS INC (CVLT) (CIK 0001169561) |
Regulatory Compliance
Financial Reporting
Revenue Recognition
|
Jan. 27, 2026 | View Correspondence |
| GRDX | Entero Therapeutics, Inc. (GRDX) (CIK 0001604191) |
Related Party / Governance
Regulatory Compliance
Capital Structure
|
Jan. 7, 2026 | View Correspondence |
| CHEC | Chenghe Acquisition III Co. (CHEC, CHECU, CHECW) (CIK 0002047177) |
Financial Reporting
Regulatory Compliance
Risk Disclosure
|
Sep. 11, 2025 | View Correspondence |
| BGC | BGC Group, Inc. (BGC) (CIK 0001094831) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
Aug. 22, 2025 | View Correspondence |
| BQ | Boqii Holding Ltd (BQ) (CIK 0001815021) |
Business Model Clarity
Regulatory Compliance
Offering / Registration Process
|
Aug. 1, 2025 | View Correspondence |
| AUGO | Aura Minerals Inc. (AUGO) (CIK 0001468642) |
Regulatory Compliance
Financial Reporting
Offering / Registration Process
|
Jul. 14, 2025 | View Correspondence |
| XXII | 22nd Century Group, Inc. (XXII) (CIK 0001347858) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
Jun. 25, 2025 | View Correspondence |
| ANTA | Antalpha Platform Holding Co (ANTA) (CIK 0002044255) |
Regulatory Compliance
Risk Disclosure
Financial Reporting
|
May. 9, 2025 | View Correspondence |
| APUS | Apimeds Pharmaceuticals US, Inc. (APUS) (CIK 0001894525) |
Financial Reporting
Internal Controls
Regulatory Compliance
|
May. 5, 2025 | View Correspondence |
| AEI | Alset Inc. (AEI) (CIK 0001750106) |
Financial Reporting
Regulatory Compliance
Business Model Clarity
|
Feb. 6, 2026 | View Correspondence |
| FIEE | FiEE, Inc. (FIEE) (CIK 0001467761) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Jan. 15, 2026 | View Correspondence |
| FLY | Firefly Aerospace Inc. (FLY) (CIK 0001860160) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
Dec. 11, 2025 | View Correspondence |
| BW | Babcock & Wilcox Enterprises, Inc. (BW, BWNB, BWSN, BW-PA) (CIK 0001630805) |
Regulatory Compliance
Financial Reporting
Related Party / Governance
|
Mar. 4, 2026 | View Correspondence |
| DEC | Diversified Energy Co PLC (DEC) (CIK 0001922446) |
Financial Reporting
Regulatory Compliance
Capital Structure
|
Mar. 4, 2026 | View Correspondence |
| UUUU | ENERGY FUELS INC (UUUU) (CIK 0001385849) |
Regulatory Compliance
Financial Reporting
Revenue Recognition
|
Mar. 3, 2026 | View Correspondence |
| AERA | AI Era Corp. (AERA) (CIK 0001605331) |
Related Party / Governance
Financial Reporting
Regulatory Compliance
|
Mar. 2, 2026 | View Correspondence |
| CRWV | CoreWeave, Inc. (CRWV) (CIK 0001769628) |
Financial Reporting
Capital Structure
Regulatory Compliance
|
Feb. 26, 2026 | View Correspondence |
| CPNG | Coupang, Inc. (CPNG) (CIK 0001834584) |
Regulatory Compliance
Financial Reporting
Internal Controls
|
Feb. 26, 2026 | View Correspondence |
| AREB | AMERICAN REBEL HOLDINGS INC (AREB, AREBW) (CIK 0001648087) |
Financial Reporting
Regulatory Compliance
Related Party / Governance
|
Feb. 19, 2026 | View Correspondence |
| AZIO | AZIO AI HOLDINGS, INC. |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Feb. 13, 2026 | View Correspondence |
| EDVA | Endovia Health Sciences, Inc. |
Regulatory Compliance
Financial Reporting
Risk Disclosure
|
Feb. 6, 2026 | View Correspondence |
| FGC | FG Nexus Inc. (FGNX, FGNXP) (CIK 0001591890) |
Regulatory Compliance
Financial Reporting
Business Model Clarity
|
Jan. 8, 2026 | View Correspondence |
| BSTT | Blackstone Real Estate Income Trust, Inc. (BSTT) (CIK 0001662972) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Jan. 29, 2026 | View Correspondence |
| ANIK | Anika Therapeutics, Inc. (ANIK) (CIK 0000898437) |
Financial Reporting
Regulatory Compliance
Related Party / Governance
|
Feb. 26, 2026 | View Correspondence |
| ENVB | Enveric Biosciences, Inc. (ENVB) (CIK 0000890821) |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Apr. 28, 2026 | View Correspondence |
| BNTC | Benitec Biopharma Inc. (BNTC) (CIK 0001808898) |
Regulatory Compliance
Financial Reporting
Internal Controls
|
Apr. 3, 2026 | View Correspondence |
| BRT | BRT Apartments Corp. (BRT) (CIK 0000014846) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Mar. 4, 2026 | View Correspondence |
| AHCO | AdaptHealth Corp. (AHCO) (CIK 0001725255) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Feb. 24, 2026 | View Correspondence |
| CLNE | Clean Energy Fuels Corp. (CLNE) (CIK 0001368265) |
Financial Reporting
Regulatory Compliance
Business Model Clarity
|
Feb. 24, 2026 | View Correspondence |
| FETH | Fidelity Ethereum Fund (FETH) (CIK 0002000046) |
Business Model Clarity
Regulatory Compliance
Offering / Registration Process
|
Feb. 5, 2026 | View Correspondence |
| BCAR | D. Boral ARC Acquisition I Corp. (BCAR, BCARU, BCARW) (CIK 0002065779) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
Jan. 13, 2026 | View Correspondence |
| AIFC | AI Financial Corp |
Regulatory Compliance
Related Party / Governance
Offering / Registration Process
|
Sep. 26, 2025 | View Correspondence |
| BDCI | BTC Development Corp. (BDCI, BDCIU, BDCIW) (CIK 0002042292) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
Sep. 26, 2025 | View Correspondence |
| EMIS | Emmis Acquisition Corp. (EMIS, EMISR) (CIK 0002075816) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
Sep. 23, 2025 | View Correspondence |
| ALIS | Calisa Acquisition Corp (ALIS, ALISR, ALISU) (CIK 0002026767) |
Financial Reporting
Regulatory Compliance
Business Model Clarity
|
Sep. 10, 2025 | View Correspondence |
| KOYN | CSLM Digital Asset Acquisition Corp III, Ltd (KOYN, KOYNU, KOYNW) (CIK 0002068454) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
Aug. 22, 2025 | View Correspondence |
| CLDI | Calidi Biotherapeutics, Inc. (CLDI, CLDWW) (CIK 0001855485) |
Offering / Registration Process
Regulatory Compliance
Business Model Clarity
|
Aug. 19, 2025 | View Correspondence |
| BGS | B&G Foods, Inc. (BGS) (CIK 0001278027) |
Financial Reporting
Internal Controls
Offering / Registration Process
|
Aug. 14, 2025 | View Correspondence |
| LBRA | 1847 Holdings LLC (CIK 0001599407) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
Aug. 11, 2025 | View Correspondence |
| BLSH | Bullish (BLSH) (CIK 0001872195) |
Financial Reporting
Regulatory Compliance
Digital Assets / Emerging Issues
|
Aug. 11, 2025 | View Correspondence |
| AVBH | Avidbank Holdings, Inc. (AVBH) (CIK 0001443575) |
Financial Reporting
Business Model Clarity
Regulatory Compliance
|
Aug. 6, 2025 | View Correspondence |
| APVO | Aptevo Therapeutics Inc. (APVO) (CIK 0001671584) |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Jul. 31, 2025 | View Correspondence |
| BGMS | Cyclacel Pharmaceuticals, Inc. (BGMS, BGMSP) (CIK 0001130166) |
Offering / Registration Process
Regulatory Compliance
Financial Reporting
|
Jul. 31, 2025 | View Correspondence |
| ASFH | ASIAFIN HOLDINGS CORP. (ASFH) (CIK 0001828748) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Jul. 29, 2025 | View Correspondence |
| CTRN | Citi Trends Inc (CTRN) (CIK 0001318484) |
Regulatory Compliance
Financial Reporting
Revenue Recognition
|
Jul. 29, 2025 | View Correspondence |
| ELBM | Electra Battery Materials Corp (ELBM) (CIK 0001907184) |
Regulatory Compliance
Financial Reporting
Internal Controls
|
Jul. 29, 2025 | View Correspondence |
| FIG | Figma, Inc. (FIG) (CIK 0001579878) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Jul. 29, 2025 | View Correspondence |
| CTW | CTW Cayman (CTW) (CIK 0002047148) |
Financial Reporting
Risk Disclosure
Revenue Recognition
|
Jul. 28, 2025 | View Correspondence |
| CANF | Can-Fite BioPharma Ltd. (CANF) (CIK 0001536196) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
Jul. 24, 2025 | View Correspondence |
| AZTR | Azitra, Inc. (AZTR) (CIK 0001701478) |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Jul. 22, 2025 | View Correspondence |
| FUFU | Bitfufu Inc. (FUFU, FUFUW) (CIK 0001921158) |
Regulatory Compliance
Financial Reporting
Offering / Registration Process
|
Jul. 16, 2025 | View Correspondence |
| ADC | AGREE REALTY CORP (ADC, ADC-PA) (CIK 0000917251) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Jul. 1, 2025 | View Correspondence |
| ECL | ECOLAB INC. (ECL) (CIK 0000031462) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Jul. 1, 2025 | View Correspondence |
| EMPG | Empro Group Inc. (EMPG) (CIK 0002005569) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Jul. 1, 2025 | View Correspondence |
| CCII | Cohen Circle Acquisition Corp. II (CCII, CCIIU) (CIK 0002064683) |
Regulatory Compliance
Related Party / Governance
Business Model Clarity
|
Jun. 26, 2025 | View Correspondence |
| CCO | Clear Channel Outdoor Holdings, Inc. (CCO) (CIK 0001334978) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Jun. 25, 2025 | View Correspondence |
| AXIN | Axiom Intelligence Acquisition Corp 1 (AXIN, AXINR, AXINU) (CIK 0002057030) |
Regulatory Compliance
Financial Reporting
Offering / Registration Process
|
Jun. 13, 2025 | View Correspondence |
| CCG | Cheche Group Inc. (CCG, CCGWW) (CIK 0001965473) |
Regulatory Compliance
Risk Disclosure
Financial Reporting
|
Jun. 13, 2025 | View Correspondence |
| BACC | Blue Acquisition Corp/Cayman (BACC, BACCR, BACCU) (CIK 0002059654) |
Financial Reporting
Business Model Clarity
Related Party / Governance
|
Jun. 11, 2025 | View Correspondence |
| CHYM | Chime Financial, Inc. (CHYM) (CIK 0001795586) |
Financial Reporting
Regulatory Compliance
Business Model Clarity
|
Jun. 10, 2025 | View Correspondence |
| CCI | CROWN CASTLE INC. (CCI) (CIK 0001051470) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Jun. 9, 2025 | View Correspondence |
| AOSL | ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL) (CIK 0001387467) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Jun. 5, 2025 | View Correspondence |
| ENTX | Entera Bio Ltd. (ENTX, ENTXW) (CIK 0001638097) |
Regulatory Compliance
Offering / Registration Process
Financial Reporting
|
Jun. 4, 2025 | View Correspondence |
| CDIO | Cardio Diagnostics Holdings, Inc. (CDIO, CDIOW) (CIK 0001870144) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
May. 21, 2025 | View Correspondence |
| BGM | BGM Group Ltd. (BGM) (CIK 0001779578) |
Financial Reporting
Regulatory Compliance
Business Model Clarity
|
May. 20, 2025 | View Correspondence |
| DSWL | DESWELL INDUSTRIES INC (DSWL) (CIK 0000946936) |
Regulatory Compliance
Financial Reporting
Risk Disclosure
|
May. 19, 2025 | View Correspondence |
| AQUNR | Aquaron Acquisition Corp. (AQUC) (CIK 0001861063) |
Regulatory Compliance
Business Model Clarity
Risk Disclosure
|
Apr. 11, 2025 | View Correspondence |
| ALNY | ALNYLAM PHARMACEUTICALS, INC. (ALNY) (CIK 0001178670) |
Financial Reporting
Related Party / Governance
Regulatory Compliance
|
Mar. 4, 2026 | View Correspondence |
| CHH | CHOICE HOTELS INTERNATIONAL INC /DE (CHH) (CIK 0001046311) |
Regulatory Compliance
Financial Reporting
Revenue Recognition
|
Feb. 20, 2026 | View Correspondence |
| ARHS | Arhaus, Inc. (ARHS) (CIK 0001875444) |
Financial Reporting
Related Party / Governance
Business Model Clarity
|
Feb. 5, 2026 | View Correspondence |
| CUZ | COUSINS PROPERTIES INC (CUZ) (CIK 0000025232) |
Regulatory Compliance
Financial Reporting
Revenue Recognition
|
Dec. 9, 2025 | View Correspondence |
| ENHA | Enhanced Group Inc. |
Regulatory Compliance
Offering / Registration Process
Business Model Clarity
|
Nov. 26, 2025 | View Correspondence |
| BHLL | Bunker Hill Mining Corp. (BHLL) (CIK 0001407583) |
Regulatory Compliance
Capital Structure
Risk Disclosure
|
Mar. 9, 2026 | View Correspondence |
| ASNS | ACTELIS NETWORKS INC (ASNS) (CIK 0001141284) |
Regulatory Compliance
Risk Disclosure
Capital Structure
|
Feb. 11, 2026 | View Correspondence |
| BTCS | BTCS Inc. (BTCS) (CIK 0001436229) |
Offering / Registration Process
Regulatory Compliance
Financial Reporting
|
Feb. 6, 2026 | View Correspondence |
| ARTL | ARTELO BIOSCIENCES, INC. (ARTL) (CIK 0001621221) |
Regulatory Compliance
Risk Disclosure
Financial Reporting
|
Feb. 5, 2026 | View Correspondence |
| DTCX | Datacentrex, Inc. (DTCX) (CIK 0001853825) |
Business Model Clarity
Related Party / Governance
Regulatory Compliance
|
Jan. 22, 2026 | View Correspondence |
| AITX | Artificial Intelligence Technology Solutions Inc. (AITX) (CIK 0001498148) |
Financial Reporting
Offering / Registration Process
Regulatory Compliance
|
Jan. 15, 2026 | View Correspondence |
| POLE | Andretti Acquisition Corp. II (POLE, POLEU, POLEW) (CIK 0002025341) |
Regulatory Compliance
Offering / Registration Process
Financial Reporting
|
Dec. 9, 2025 | View Correspondence |
| BAH | Booz Allen Hamilton Holding Corp (BAH) (CIK 0001443646) |
Related Party / Governance
Regulatory Compliance
Revenue Recognition
|
Feb. 6, 2026 | View Correspondence |
| EVEX | Eve Holding, Inc. (EVEX, EVEX-WT) (CIK 0001823652) |
Financial Reporting
Offering / Registration Process
Regulatory Compliance
|
Jan. 29, 2026 | View Correspondence |
| PRTS | CarParts.com, Inc. (PRTS) (CIK 0001378950) |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Jun. 12, 2026 | View Correspondence |
| BIAF | bioAffinity Technologies, Inc. (BIAF, BIAFW) (CIK 0001712762) |
Offering / Registration Process
Regulatory Compliance
|
Jun. 12, 2026 | View Correspondence |
| ARAI | Arrive AI Inc. (ARAI) (CIK 0001818274) |
Offering / Registration Process
|
Jun. 8, 2026 | View Correspondence |
| CTOR | CITIUS ONCOLOGY, INC. (CTOR) (CIK 0001851484) |
Offering / Registration Process
Financial Reporting
Internal Controls
|
Jun. 3, 2026 | View Correspondence |
| TDIC | Dreamland Ltd (TDIC) (CIK 0002041338) |
Offering / Registration Process
Regulatory Compliance
Business Model Clarity
|
May. 8, 2026 | View Correspondence |
| CMND | Clearmind Medicine Inc. (CMND) (CIK 0001892500) |
Offering / Registration Process
Regulatory Compliance
|
May. 6, 2026 | View Correspondence |
| CEPL | Capstone Energy Plus, Inc. |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Apr. 30, 2026 | View Correspondence |
| ENLV | Enlivex Ltd. (ENLV) (CIK 0001596812) |
Offering / Registration Process
|
Apr. 28, 2026 | View Correspondence |
| BLGO | BIOLARGO, INC. (BLGO) (CIK 0000880242) |
Offering / Registration Process
|
Apr. 13, 2026 | View Correspondence |
| AEHR | AEHR TEST SYSTEMS |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Apr. 8, 2026 | View Correspondence |
| COST | COSTCO WHOLESALE CORP /NEW (COST) (CIK 0000909832) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Mar. 26, 2026 | View Correspondence |
| DOX | AMDOCS LTD |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Mar. 25, 2026 | View Correspondence |
| CRML | Critical Metals Corp. (CRML, CRMLW, CRTMF) (CIK 0001951089) |
Offering / Registration Process
Regulatory Compliance
Financial Reporting
|
Feb. 27, 2026 | View Correspondence |
| ATOM | Atomera Inc (ATOM) (CIK 0001420520) |
Offering / Registration Process
Financial Reporting
Revenue Recognition
|
Feb. 23, 2026 | View Correspondence |
| DNOW | DNOW Inc. (DNOW) (CIK 0001599617) |
Offering / Registration Process
Business Model Clarity
Capital Structure
|
Feb. 20, 2026 | View Correspondence |
| CGC | Canopy Growth Corp (CGC) (CIK 0001737927) |
Offering / Registration Process
Regulatory Compliance
|
Feb. 12, 2026 | View Correspondence |
| BOF | BranchOut Food Inc. (BOF) (CIK 0001962481) |
Regulatory Compliance
Offering / Registration Process
Financial Reporting
|
Jan. 30, 2026 | View Correspondence |
| BTM | Bitcoin Depot Inc. (BTM, BTMWW) (CIK 0001901799) |
Offering / Registration Process
Regulatory Compliance
Capital Structure
|
Dec. 29, 2025 | View Correspondence |
| CMTL | COMTECH TELECOMMUNICATIONS CORP /DE/ (CMTL) (CIK 0000023197) |
Financial Reporting
Related Party / Governance
Risk Disclosure
|
Dec. 11, 2025 | View Correspondence |
| AKTX | Akari Therapeutics Plc (AKTX) (CIK 0001541157) |
Offering / Registration Process
Regulatory Compliance
Financial Reporting
|
Nov. 26, 2025 | View Correspondence |
| BCSS | Bain Capital GSS Investment Corp. (BCSS, BCSS-UN, BCSS-WT) (CIK 0002064355) |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Sep. 25, 2025 | View Correspondence |
| CAKE | CHEESECAKE FACTORY INC (CAKE) (CIK 0000887596) |
Financial Reporting
Regulatory Compliance
Risk Disclosure
|
Sep. 25, 2025 | View Correspondence |
| YOU | Clear Secure, Inc. (YOU) (CIK 0001856314) |
Financial Reporting
Regulatory Compliance
Related Party / Governance
|
Sep. 25, 2025 | View Correspondence |
| CRVO | CervoMed Inc. (CRVO) (CIK 0001053691) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Sep. 24, 2025 | View Correspondence |
| AEXA | American Exceptionalism Acquisition Corp. A (AEXA) (CIK 0002079173) |
Financial Reporting
Regulatory Compliance
Business Model Clarity
|
Sep. 23, 2025 | View Correspondence |
| EHSI | Elite Health Systems Inc. (EHSI) (CIK 0001089815) |
Financial Reporting
Regulatory Compliance
Business Model Clarity
|
Sep. 23, 2025 | View Correspondence |
| P | Everpure, Inc. |
Financial Reporting
Revenue Recognition
Business Model Clarity
|
Sep. 18, 2025 | View Correspondence |
| CRTAF | Cartica Acquisition Corp (CRTAF, CRTUF, CRTWF) (CIK 0001848437) |
Financial Reporting
Regulatory Compliance
Risk Disclosure
|
Sep. 17, 2025 | View Correspondence |
| CJAX | CoJax Oil & Gas Corp (CJAX) (CIK 0001763925) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Sep. 17, 2025 | View Correspondence |
| AEC | ANFIELD ENERGY INC. (AEC) (CIK 0001519469) |
Financial Reporting
Regulatory Compliance
Business Model Clarity
|
Sep. 15, 2025 | View Correspondence |
| CHEF | Chefs' Warehouse, Inc. (CHEF) (CIK 0001517175) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Sep. 15, 2025 | View Correspondence |
| EXK | ENDEAVOUR SILVER CORP (EXK) (CIK 0001277866) |
Financial Reporting
Internal Controls
Regulatory Compliance
|
Sep. 8, 2025 | View Correspondence |
| YI | 111, Inc. (YI) (CIK 0001738906) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Sep. 4, 2025 | View Correspondence |
| MAJI | Exousia Pro, Inc. (MAJI) (CIK 0001492448) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
Sep. 4, 2025 | View Correspondence |
| ACOG | Alpha Cognition Inc. (ACOG) (CIK 0001655923) |
Offering / Registration Process
Regulatory Compliance
Financial Reporting
|
Aug. 28, 2025 | View Correspondence |
| CRTO | Criteo S.A. (CRTO) (CIK 0001576427) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Aug. 26, 2025 | View Correspondence |
| CPIX | CUMBERLAND PHARMACEUTICALS INC (CPIX) (CIK 0001087294) |
Financial Reporting
Internal Controls
Regulatory Compliance
|
Aug. 25, 2025 | View Correspondence |
| ADT | ADT Inc. (ADT) (CIK 0001703056) |
Financial Reporting
Business Model Clarity
Revenue Recognition
|
Aug. 21, 2025 | View Correspondence |
| BRSP | BrightSpire Capital, Inc. (BRSP) (CIK 0001717547) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Aug. 20, 2025 | View Correspondence |
| CYCA | CYTTA CORP. (CYCA) (CIK 0001383088) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Aug. 20, 2025 | View Correspondence |
| LIDR | AEye, Inc. (LIDR, LIDRW) (CIK 0001818644) |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Aug. 14, 2025 | View Correspondence |
| BRNX | BRENX LTD. |
Offering / Registration Process
Regulatory Compliance
Business Model Clarity
|
Aug. 13, 2025 | View Correspondence |
| CYTK | CYTOKINETICS INC (CYTK) (CIK 0001061983) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Aug. 13, 2025 | View Correspondence |
| CNSY | CERENOME, INC. |
Offering / Registration Process
Regulatory Compliance
|
Aug. 12, 2025 | View Correspondence |
| ECXJ | CXJ GROUP CO., Ltd (ECXJ) (CIK 0001823635) |
Financial Reporting
Internal Controls
Regulatory Compliance
|
Aug. 12, 2025 | View Correspondence |
| CRCL | Circle Internet Group, Inc. (CRCL) (CIK 0001876042) |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Aug. 12, 2025 | View Correspondence |
| ALCUF | Alchemy Investments Acquisition Corp 1 |
Financial Reporting
Regulatory Compliance
Risk Disclosure
|
Aug. 11, 2025 | View Correspondence |
| BUUU | BUUU Group Ltd (BUUU) (CIK 0002047273) |
Offering / Registration Process
Regulatory Compliance
Business Model Clarity
|
Aug. 11, 2025 | View Correspondence |
| ALVO | Alvotech (ALVO, ALVOW) (CIK 0001898416) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Aug. 7, 2025 | View Correspondence |
| BRBF | BRB Foods Inc. (BRBF) (CIK 0001976870) |
Regulatory Compliance
Financial Reporting
Risk Disclosure
|
Aug. 7, 2025 | View Correspondence |
| DDC | DDC Enterprise Ltd (DDC) (CIK 0001808110) |
Offering / Registration Process
Regulatory Compliance
Related Party / Governance
|
Aug. 7, 2025 | View Correspondence |
| BRBI | BRBI BR Partners S.A. (BRBI) (CIK 0002058601) |
Financial Reporting
Regulatory Compliance
Risk Disclosure
|
Aug. 5, 2025 | View Correspondence |
| DOGZ | Dogness (International) Corp (DOGZ) (CIK 0001707303) |
Offering / Registration Process
|
Aug. 4, 2025 | View Correspondence |
| ENFY | Enlightify Inc. (ENFY) (CIK 0000857949) |
Regulatory Compliance
Financial Reporting
Internal Controls
|
Aug. 1, 2025 | View Correspondence |
| FBTC | Fidelity Wise Origin Bitcoin Fund (FBTC) (CIK 0001852317) |
Business Model Clarity
Regulatory Compliance
Related Party / Governance
|
Jul. 31, 2025 | View Correspondence |
| BBAR | Banco BBVA Argentina S.A. (BBAR) (CIK 0000913059) |
Financial Reporting
Regulatory Compliance
Risk Disclosure
|
Jul. 25, 2025 | View Correspondence |
| CBL | CBL & ASSOCIATES PROPERTIES INC (CBL) (CIK 0000910612) |
Financial Reporting
Regulatory Compliance
Risk Disclosure
|
Jul. 22, 2025 | View Correspondence |
| ACXP | Acurx Pharmaceuticals, Inc. (ACXP) (CIK 0001736243) |
Offering / Registration Process
|
Jul. 21, 2025 | View Correspondence |
| BKKT | Bakkt, Inc. (BKKT, BKKT-WT) (CIK 0001820302) |
Offering / Registration Process
Regulatory Compliance
Financial Reporting
|
Jul. 21, 2025 | View Correspondence |
| ANGX | Angel Studios, Inc. (ANGX) (CIK 0001865200) |
Financial Reporting
Risk Disclosure
Regulatory Compliance
|
Jul. 18, 2025 | View Correspondence |
| CARL | CARLSMED, INC. (CARL) (CIK 0001794546) |
Regulatory Compliance
Financial Reporting
Offering / Registration Process
|
Jul. 18, 2025 | View Correspondence |
| BTTC | Black Titan Corp (BTTC) (CIK 0002034400) |
Financial Reporting
Regulatory Compliance
Capital Structure
|
Jul. 17, 2025 | View Correspondence |
| CMRE | Costamare Inc. (CMRE, CMRE-PB, CMRE-PC, CMRE-PD) (CIK 0001503584) |
Financial Reporting
Regulatory Compliance
Business Model Clarity
|
Jul. 17, 2025 | View Correspondence |
| EONR | EON Resources Inc. (EONR, EONR-WT) (CIK 0001842556) |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Jul. 14, 2025 | View Correspondence |
| DEVSF | DevvStream Corp. |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Jul. 8, 2025 | View Correspondence |
| BINI | BOLLINGER INNOVATIONS, INC. (BINI) (CIK 0001499961) |
Financial Reporting
Regulatory Compliance
Capital Structure
|
Jul. 7, 2025 | View Correspondence |
| ABIT | Athena Bitcoin Global (ABIT) (CIK 0001095146) |
Offering / Registration Process
Regulatory Compliance
Digital Assets / Emerging Issues
|
Jun. 30, 2025 | View Correspondence |
| AIBT | AIBOTICS, INC. (AIBT) (CIK 0001763329) |
Financial Reporting
Offering / Registration Process
Regulatory Compliance
|
Jun. 27, 2025 | View Correspondence |
| AS | Amer Sports, Inc. (AS) (CIK 0001988894) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
Jun. 26, 2025 | View Correspondence |
| APH | AMPHENOL CORP /DE/ (APH) (CIK 0000820313) |
Business Model Clarity
Financial Reporting
Regulatory Compliance
|
Jun. 25, 2025 | View Correspondence |
| FIGX | FIGX Capital Acquisition Corp. (FIGX, FIGXU) (CIK 0002059033) |
Regulatory Compliance
Risk Disclosure
Related Party / Governance
|
Jun. 25, 2025 | View Correspondence |
| ATI | ATI INC (ATI) (CIK 0001018963) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Jun. 24, 2025 | View Correspondence |
| CAEP | Cantor Equity Partners III, Inc. (CAEP) (CIK 0002034268) |
Capital Structure
Regulatory Compliance
Offering / Registration Process
|
Jun. 23, 2025 | View Correspondence |
| ONC | BeOne Medicines Ltd. (ONC, BEIGF) (CIK 0001651308) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Jun. 18, 2025 | View Correspondence |
| CAI | Caris Life Sciences, Inc. (CAI) (CIK 0002019410) |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Jun. 13, 2025 | View Correspondence |
| BPYPM | Brookfield Property Partners L.P. (BPYPM, BPYPN, BPYPO, BPYPP) (CIK 0001545772) |
Regulatory Compliance
Financial Reporting
Internal Controls
|
Jun. 9, 2025 | View Correspondence |
| DXPE | DXP ENTERPRISES INC (DXPE) (CIK 0001020710) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Jun. 5, 2025 | View Correspondence |
| AL | AIR LEASE CORP (AL) (CIK 0001487712) |
Financial Reporting
Regulatory Compliance
Business Model Clarity
|
May. 30, 2025 | View Correspondence |
| AMRZ | Amrize Ltd (AMRZ) (CIK 0002035989) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
May. 28, 2025 | View Correspondence |
| BMHL | Bluemount Holdings Ltd (BMHL) (CIK 0002027815) |
Regulatory Compliance
Financial Reporting
Capital Structure
|
May. 23, 2025 | View Correspondence |
| EBAY | EBAY INC (EBAY) (CIK 0001065088) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
May. 14, 2025 | View Correspondence |
| CHPG | ChampionsGate Acquisition Corp (CHPG, CHPGR, CHPGU) (CIK 0002024460) |
Financial Reporting
Regulatory Compliance
Offering / Registration Process
|
May. 13, 2025 | View Correspondence |
| AEBI | Aebi Schmidt Holding AG (AEBI) (CIK 0002048519) |
Financial Reporting
Internal Controls
Regulatory Compliance
|
May. 12, 2025 | View Correspondence |
| DFIN | Donnelley Financial Solutions, Inc. (DFIN) (CIK 0001669811) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
May. 12, 2025 | View Correspondence |
| AVBC | Avidia Bancorp, Inc. (AVBC) (CIK 0002058758) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
May. 9, 2025 | View Correspondence |
| ENSC | Ensysce Biosciences, Inc. (ENSC, ENSCW) (CIK 0001716947) |
Offering / Registration Process
|
May. 9, 2025 | View Correspondence |
| ABM | ABM INDUSTRIES INC /DE/ (ABM) (CIK 0000771497) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
May. 7, 2025 | View Correspondence |
| ACVA | ACV Auctions Inc. (ACVA) (CIK 0001637873) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
May. 7, 2025 | View Correspondence |
| AMCX | AMC Networks Inc. (AMCX) (CIK 0001514991) |
Financial Reporting
Regulatory Compliance
Internal Controls
|
May. 7, 2025 | View Correspondence |
| APLD | Applied Digital Corp. (APLD) (CIK 0001144879) |
Financial Reporting
Regulatory Compliance
Risk Disclosure
|
May. 6, 2025 | View Correspondence |
| BMO | BANK OF MONTREAL /CAN/ (BMO, BERZ, BNKD, BNKU, BULZ, CARD, CARU, DULL, FLYD, FLYU, FNGD, FNGO, FNGS, FNGU, GDXD, GDXU, JETD) (CIK 0000927971) |
Regulatory Compliance
Financial Reporting
Risk Disclosure
|
May. 6, 2025 | View Correspondence |
| LNG | Cheniere Energy, Inc. (LNG) (CIK 0000003570) |
Financial Reporting
Regulatory Compliance
Related Party / Governance
|
May. 2, 2025 | View Correspondence |
| TACO | Berto Acquisition Corp. (TACO, TACOU, TACOW) (CIK 0002033122) |
Financial Reporting
Offering / Registration Process
Regulatory Compliance
|
Apr. 28, 2025 | View Correspondence |
| CAMT | CAMTEK LTD (CAMT) (CIK 0001109138) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Apr. 21, 2025 | View Correspondence |
| CHA | Chagee Holdings Ltd. (CHA) (CIK 0002013649) |
Regulatory Compliance
Financial Reporting
Offering / Registration Process
|
Apr. 14, 2025 | View Correspondence |
| CAG | CONAGRA BRANDS INC. (CAG) (CIK 0000023217) |
Financial Reporting
Regulatory Compliance
Revenue Recognition
|
Mar. 27, 2025 | View Correspondence |
| DLXY | Delixy Holdings Ltd (DLXY) (CIK 0002025218) |
Offering / Registration Process
Financial Reporting
Regulatory Compliance
|
Mar. 27, 2025 | View Correspondence |
| BCYC | BICYCLE THERAPEUTICS PLC (BCYC) (CIK 0001761612) |
Offering / Registration Process
Regulatory Compliance
Related Party / Governance
|
Feb. 3, 2026 | View Correspondence |
| ATNI | ATN International, Inc. (ATNI) (CIK 0000879585) |
Offering / Registration Process
Business Model Clarity
Capital Structure
|
Mar. 5, 2026 | View Correspondence |
| DUOT | DUOS TECHNOLOGIES GROUP, INC. (DUOT) (CIK 0001396536) |
Related Party / Governance
Offering / Registration Process
Business Model Clarity
|
Mar. 4, 2026 | View Correspondence |
| DC | Dakota Gold Corp. (DC, DC-WT) (CIK 0001852353) |
Regulatory Compliance
Offering / Registration Process
Capital Structure
|
Mar. 4, 2026 | View Correspondence |
| EQT | EQT Corp (EQT) (CIK 0000033213) |
Offering / Registration Process
Financial Reporting
Related Party / Governance
|
Feb. 17, 2026 | View Correspondence |
| DAN | DANA INC (DAN) (CIK 0000026780) |
Financial Reporting
Capital Structure
Regulatory Compliance
|
Feb. 12, 2026 | View Correspondence |
| ARAY | ACCURAY INC (ARAY) (CIK 0001138723) |
Financial Reporting
Offering / Registration Process
Regulatory Compliance
|
Feb. 9, 2026 | View Correspondence |
| BCAB | BioAtla, Inc. (BCAB) (CIK 0001826892) |
Regulatory Compliance
Offering / Registration Process
Capital Structure
|
Feb. 6, 2026 | View Correspondence |
| BG | Bunge Global SA (BG) (CIK 0001996862) |
Offering / Registration Process
Financial Reporting
Capital Structure
|
Feb. 4, 2026 | View Correspondence |
| ADTX | Aditxt, Inc. (ADTX) (CIK 0001726711) |
Regulatory Compliance
Risk Disclosure
Offering / Registration Process
|
Jan. 28, 2026 | View Correspondence |
| EQBK | EQUITY BANCSHARES INC (EQBK) (CIK 0001227500) |
Capital Structure
Offering / Registration Process
Business Model Clarity
|
Jan. 22, 2026 | View Correspondence |
| AGEN | AGENUS INC (AGEN) (CIK 0001098972) |
Capital Structure
Financial Reporting
Related Party / Governance
|
Jan. 16, 2026 | View Correspondence |
| CTEV | Claritev Corp (CTEV, MPLNW) (CIK 0001793229) |
Offering / Registration Process
Related Party / Governance
Capital Structure
|
Feb. 23, 2026 | View Correspondence |
| AUTL | Autolus Therapeutics plc (AUTL) (CIK 0001730463) |
Offering / Registration Process
Financial Reporting
Revenue Recognition
|
Jan. 12, 2026 | View Correspondence |
| CING | Cingulate Inc. (CING, CINGW) (CIK 0001862150) |
Capital Structure
Offering / Registration Process
Related Party / Governance
|
Feb. 17, 2026 | View Correspondence |
| ASPI | ASP Isotopes Inc. (ASPI) (CIK 0001921865) |
Related Party / Governance
Capital Structure
Business Model Clarity
|
Jan. 30, 2026 | View Correspondence |
| XCUR | EXICURE, INC. (XCUR) (CIK 0001698530) |
Related Party / Governance
Offering / Registration Process
|
Feb. 17, 2026 | View Correspondence |
| BETR | Better Home & Finance Holding Co (BETR, BETRW) (CIK 0001835856) |
Related Party / Governance
Offering / Registration Process
Regulatory Compliance
|
Dec. 22, 2025 | View Correspondence |
| AMPG | AmpliTech Group, Inc. (AMPG, AMPGW) (CIK 0001518461) |
Offering / Registration Process
Related Party / Governance
Capital Structure
|
Feb. 2, 2026 | View Correspondence |
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