UBS Group AG (UBS)
Score window: Apr. 15, 2025 to Apr. 14, 2026
| Date | Form | Sentiment | Urgency | Summary | Open |
|---|---|---|---|---|---|
| Feb. 17, 2026 | CORRESP | Neutral/Informational | Moderate | UBS Group AG, along with its subsidiaries UBS AG and UBS Americas Inc., has submitted a request to the SEC for the acceleration of the effectiveness of their Registration Statemen… | Read Filing EDGAR |
| Jan. 12, 2026 | UPLOAD | Neutral/Informational | Low | The SEC has communicated to UBS Group AG that it will not review their draft registration statement submitted on January 7, 2026. The SEC has requested that UBS publicly file the … | Read Filing EDGAR |
| Nov. 17, 2025 | UPLOAD | Neutral/Informational | Low | The SEC has completed its review of UBS Group AG's Form 20-F for the fiscal year ended December 31, 2024. They remind the company and its management of their responsibility for th… | Read Filing EDGAR |
| Oct. 10, 2025 | CORRESP | Neutral/Informational | Moderate | UBS Group AG has responded to the SEC's comments regarding their Form 20-F for the fiscal year ended December 31, 2024. The correspondence addresses specific concerns raised by th… | Read Filing EDGAR |
| Sep. 12, 2025 | UPLOAD | Concern from SEC | High | The SEC has conducted a limited review of UBS Group AG's Form 20-F for the fiscal year ended December 31, 2024, focusing on the financial statements and related disclosures. They … | Read Filing EDGAR |