UBS Group AG (UBS)
Score window: May. 30, 2025 to May. 29, 2026
| Date | Form | Sentiment | Urgency | Summary | Open |
|---|---|---|---|---|---|
| Feb. 17, 2026 | CORRESP | Neutral/Informational | Moderate | UBS Group AG, along with its subsidiaries UBS AG and UBS Americas Inc., has submitted a request to the SEC for the acceleration of the effectiveness of their Registration Statemen… | Read Filing EDGAR |
| Jan. 12, 2026 | UPLOAD | Neutral/Informational | Low | The SEC has communicated to UBS Group AG that they do not intend to review the company's draft registration statement submitted on January 7, 2026. The SEC has requested that UBS … | Read Filing EDGAR |
| Nov. 17, 2025 | UPLOAD | Neutral/Informational | Low | The SEC has completed its review of UBS Group AG's Form 20-F for the fiscal year ended December 31, 2024. They remind the company and its management of their responsibility for th… | Read Filing EDGAR |
| Oct. 10, 2025 | CORRESP | Concern from SEC | Moderate | UBS Group AG has responded to comments from the SEC regarding their Form 20-F for the fiscal year ended December 31, 2024. The SEC raised concerns about the clarity and compliance… | Read Filing EDGAR |
| Sep. 12, 2025 | UPLOAD | Concern from SEC | High | The SEC has conducted a limited review of UBS Group AG's Form 20-F for the fiscal year ended December 31, 2024, focusing on financial statements and related disclosures. They have… | Read Filing EDGAR |