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Correspondence Activity Detail
UBS Group AG (UBS)
Activity window: Sep. 25, 2025 to Sep. 24, 2026
Filings In This Window
| Date | Form | Sentiment | Urgency | Summary | Open |
|---|---|---|---|---|---|
| Feb. 17, 2026 | CORRESP | Neutral/Informational | Moderate | UBS Group AG, along with its subsidiaries, has submitted a request to the SEC for the acceleration of the effectiveness of their Registration Statement on Form F-3. They are seeki… | Read Filing EDGAR |
| Jan. 12, 2026 | UPLOAD | Neutral/Informational | Low | The SEC has communicated to UBS Group AG that it does not intend to review their draft registration statement submitted on January 7, 2026. The SEC has requested that UBS publicly… | Read Filing EDGAR |
| Nov. 17, 2025 | UPLOAD | Neutral/Informational | Low | The SEC has completed its review of UBS Group AG's Form 20-F for the fiscal year ended December 31, 2024. They remind the company that it is ultimately responsible for the accurac… | Read Filing EDGAR |
| Oct. 10, 2025 | CORRESP | Concern from SEC | Moderate | UBS Group AG has responded to the SEC's comments regarding their Form 20-F for the fiscal year ended December 31, 2024. The SEC raised concerns about the clarity of alternative pe… | Read Filing EDGAR |
Notable 8-Ks In This Window
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