SEC Comment Letter for XOMA Royalty Corp (CIK 0000791908) (XOMA) — Sep 7, 2016
XOMA Royalty Corp (CIK 0000791908)
Date: Sept. 7, 2016 · CIK: 0000791908 · Accession: 0000000000-16-091719
AI Filing Summary & Sentiment
Reasoning
Letter
Mail Stop 4 546 September 7, 2016 John Varian Chief Executive Officer XOMA Corporation 2910 Seventh Street Berkeley, California 94710
Re: XOMA Corporation Preliminary Proxy Statement on Schedule 14A Filed September 2, 2016 File No. 000 -14710
Dear Mr. Varian :
We have completed our review of your filing . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require.
Sincerely,
/s/ Erin K. Jaskot, for
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Mail Stop 4 546 September 7, 2016 John Varian Chief Executive Officer XOMA Corporation 2910 Seventh Street Berkeley, California 94710 Re: XOMA Corporation Preliminary Proxy Statement on Schedule 14A Filed September 2, 2016 File No. 000 -14710 Dear Mr. Varian : We have completed our review of your filing . We remind you that our comments or changes to disclosure in response to our comments do not foreclose the Commission from taking any action with respect to the company or the filing and the company may not assert staff comments as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. We urge all persons who are responsible for the accuracy and adequacy of the disclosure in the filing to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require. Sincerely, /s/ Erin K. Jaskot, for Suzanne Hayes Assistant Director Office of Healthcare and Insurance