SEC Company Response from XOMA Royalty Corp (CIK 0000791908) (XOMA) — Apr 29, 2005
XOMA Royalty Corp (CIK 0000791908)
Date: April 29, 2005 · CIK: 0000791908 · Accession: 0000950162-05-000477
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-123438
Referenced dates: March 28, 2005
Letter
(LETTERHEAD OF CAHILL GORDON & REINDEL LLP) (212) 701-3614 April 29, 2005
Re: XOMA Ltd. - Registration Statement on Form S-3 filed March 18, 2005 (File No. 333-123438)
Dear Mr. Riedler:
On behalf of XOMA Ltd. (the "Company"), we are responding to your letter dated March 28, 2005 (the "Comment Letter") relating to the Company's Registration Statement on Form S-3 (File No. 333-123438) (the "Registration Statement"), filed with the Securities and Exchange Commission on March 18, 2005 and amended on April 28, 2005 (as amended, the "Amended Registration Statement").
The following sets forth the comment (the "Comment") from the Comment Letter and the response of the Company to the Comment Letter.
Plan of Distribution section, page 58
Comment: Please amend the disclosure in the Plan of Distribution section to identify specifically any registered broker dealers as underwriters.
Response: In response to the Comment, the Company has amended its disclosure in the Amended Registration Statement to identify specifically any registered broker dealers as underwriters. Specifically, the Company has identified the selling securityholders that it knows to be registered broker dealers and that such broker dealers "are" underwriters within the meaning of Section 2(11) of the Securities Act.
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To aid in your review, we have sent by hand to your attention a copy of the Amended Registration Statement marked to show the changes from the Registration Statement. The Company believes that the response set forth above is responsive to the Comment. Please direct any questions or further comments regarding this filing to the undersigned at the number indicated above.
Sincerely,
/s/ Chris Chaice
-----------------------------
Chris Chaice
Show Raw Text
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(LETTERHEAD OF CAHILL GORDON & REINDEL LLP)
(212) 701-3614
April 29, 2005
Re: XOMA Ltd. - Registration Statement on Form S-3 filed
March 18, 2005 (File No. 333-123438)
Dear Mr. Riedler:
On behalf of XOMA Ltd. (the "Company"), we are responding to your letter
dated March 28, 2005 (the "Comment Letter") relating to the Company's
Registration Statement on Form S-3 (File No. 333-123438) (the "Registration
Statement"), filed with the Securities and Exchange Commission on March 18, 2005
and amended on April 28, 2005 (as amended, the "Amended Registration
Statement").
The following sets forth the comment (the "Comment") from the Comment
Letter and the response of the Company to the Comment Letter.
Plan of Distribution section, page 58
Comment: Please amend the disclosure in the Plan of Distribution section to
identify specifically any registered broker dealers as underwriters.
Response: In response to the Comment, the Company has amended its
disclosure in the Amended Registration Statement to identify specifically any
registered broker dealers as underwriters. Specifically, the Company has
identified the selling securityholders that it knows to be registered broker
dealers and that such broker dealers "are" underwriters within the meaning of
Section 2(11) of the Securities Act.
<PAGE>
-2-
To aid in your review, we have sent by hand to your attention a copy of the
Amended Registration Statement marked to show the changes from the Registration
Statement. The Company believes that the response set forth above is responsive
to the Comment. Please direct any questions or further comments regarding this
filing to the undersigned at the number indicated above.
Sincerely,
/s/ Chris Chaice
-----------------------------
Chris Chaice
Jeffrey Riedler
Assistant Director
Division of Corporation Finance
Securities and Exchange Commission
450 Fifth Street, N.W.
Washington, D.C. 20549
VIA ELECTRONIC TRANSMISSION/BY HAND
cc: Michael Reedich
Geoffrey E. Liebmann
Christopher J. Margolin
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