SEC Comment Letter for UBS Group AG (UBS) (CIK 0001610520) (UBS) — Sep 19, 2019
UBS Group AG (UBS) (CIK 0001610520)
Date: Sept. 19, 2019 · CIK: 0001610520 · Accession: 0000000000-19-013760
AI Filing Summary & Sentiment
Referenced dates: September 3, 2019
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September 19, 201 9 Via E-mail Kirt Gardner Chief Financial Officer UBS Group AG Bahnhofstrasse 45, CH -8001 Zurich Switzerland Re: UBS Group AG UBS AG Form s 20-F for the Fiscal Year Ended December 31, 201 8 Filed March 15 , 2019 File No s. 1-36764 and 1 -15060 Dear Mr. Gardner : We refer you to our comment letter dated September 3, 2019 regarding business contacts with Syria and Sudan . We have completed our review of this subject matter. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff . Sincerely, /s/ Cecilia Blye Cecilia Blye, Chief Office of Global Security Risk cc: Todd Tuckner , Controller UBS Group AG Pamela Long Assistant Director