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SEC Comment Letter for UBS Group AG (UBS) (CIK 0001610520) (UBS) — Sep 19, 2019

UBS Group AG (UBS) (CIK 0001610520)
Date: Sept. 19, 2019 · CIK: 0001610520 · Accession: 0000000000-19-013760

AI Filing Summary & Sentiment

Sentiment
Urgency
Document Type
Confidence
SEC Posture
Company Posture

Summary

Reasoning

Referenced dates: September 3, 2019

Date
September 3, 2019
Author
/s/ Cecilia Blye
Form
UPLOAD
Company
UBS Group AG (UBS) (CIK 0001610520)

Letter

September 19, 201 9 Via E-mail Kirt Gardner Chief Financial Officer UBS Group AG Bahnhofstrasse 45, CH -8001 Zurich Switzerland

Re: UBS Group AG UBS AG Form s 20-F for the Fiscal Year Ended December 31, 201 8 Filed March 15 , 2019 File No s. 1-36764 and 1 -15060

Dear Mr. Gardner :

We refer you to our comment letter dated September 3, 2019 regarding business contacts with Syria and Sudan . We have completed our review of this subject matter. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff .

Sincerely,
/s/ Cecilia Blye

Show Raw Text
September 19, 201 9
Via E-mail
Kirt Gardner
Chief Financial Officer
UBS Group AG
Bahnhofstrasse 45, CH -8001
Zurich
Switzerland

 Re: UBS Group AG
  UBS AG
  Form s 20-F for the Fiscal Year Ended December 31, 201 8
  Filed March 15 , 2019
  File No s. 1-36764 and 1 -15060

Dear Mr. Gardner :

We refer you to our comment letter  dated  September 3, 2019  regarding business contacts
with Syria and Sudan .  We have completed our review of this subject matter.  We remind you
that the company and its management are responsible for the accuracy and adequacy of their
disclosures, notwithstanding any review, comments, action or absence of action by the staff .

Sincerely,

 /s/ Cecilia Blye

Cecilia Blye, Chief
Office of Global Security Risk

cc:  Todd Tuckner , Controller
  UBS Group AG

  Pamela Long
  Assistant Director