SEC Comment Letter 0000000000-25-002540 to LPL Financial Holdings Inc. (LPLA)
LPL Financial Holdings Inc.
Date: March 7, 2025 · CIK: 0001397911 · Accession: 0000000000-25-002540
AI Filing Summary & Sentiment
File numbers found in text: 333-285503
Letter
March 7, 2025 Richard Steinmeier Chief Executive Officer LPL Financial Holdings Inc. 4707 Executive Drive San Diego, CA 92121 Re:LPL Financial Holdings Inc. Registration Statement on Form S-3 Filed March 3, 2025 File No. 333-285503 Dear Richard Steinmeier: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for acceleration. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, notwithstanding any review, comments, action or absence of action by the staff. Please contact Jessica Livingston at 202-551-3448 with any questions. Sincerely, Division of Corporation Finance Office of Crypto Assets cc:Tom Fraser
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March 7, 2025
Richard Steinmeier
Chief Executive Officer
LPL Financial Holdings Inc.
4707 Executive Drive
San Diego, CA 92121
Re:LPL Financial Holdings Inc.
Registration Statement on Form S-3
Filed March 3, 2025
File No. 333-285503
Dear Richard Steinmeier:
This is to advise you that we have not reviewed and will not review your registration
statement.
Please refer to Rules 460 and 461 regarding requests for acceleration. We remind you
that the company and its management are responsible for the accuracy and adequacy of their
disclosures, notwithstanding any review, comments, action or absence of action by the staff.
Please contact Jessica Livingston at 202-551-3448 with any questions.
Sincerely,
Division of Corporation Finance
Office of Crypto Assets
cc:Tom Fraser