Correspondence 0001193125-25-060224 from LPL Financial Holdings Inc. (LPLA)
LPL Financial Holdings Inc.
Date: March 21, 2025 · CIK: 0001397911 · Accession: 0001193125-25-060224
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-285503
Letter
Re: LPL Financial Holdings Inc.
LPL Financial Holdings Inc. LPL Holdings, Inc. 4707 Executive Drive, San Diego, CA 92121 March 21, 2025 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549
Attention: Jessica Livingston
LPL Holdings, Inc.
Registration Statement on Form S-3 (File No. 333-285503 and 333-285503-01)
Request for Acceleration Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the Securities and Exchange Commission promulgated under the Securities Act of 1933, as amended, LPL Financial Holdings Inc., a Delaware corporation, and LPL Holdings, Inc., a Massachusetts corporation (collectively, the “ Registrants ”), hereby request that the effective date for the registration statement referred to above be accelerated so that it will be declared effective at 4:30 p.m. Eastern Time on March 25, 2025, or as soon as possible thereafter. The Registrants hereby authorize Thomas Fraser or Tristan VanDeventer of Ropes & Gray LLP, counsel to the Registrants, to orally modify or withdraw this request for acceleration. Please contact Thomas Fraser (Thomas.Fraser@ropesgray.com) / telephone: 617-951-7063 of Ropes & Gray LLP as soon as the registration statement has been declared effective. [ Signature page follows ]
Very truly yours,
LPL FINANCIAL HOLDINGS INC. LPL
HOLDINGS, INC.
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CORRESP 1 filename1.htm CORRESP LPL Financial Holdings Inc. LPL Holdings, Inc. 4707 Executive Drive, San Diego, CA 92121 March 21, 2025 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jessica Livingston Re: LPL Financial Holdings Inc. LPL Holdings, Inc. Registration Statement on Form S-3 (File No. 333-285503 and 333-285503-01) Request for Acceleration Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations of the Securities and Exchange Commission promulgated under the Securities Act of 1933, as amended, LPL Financial Holdings Inc., a Delaware corporation, and LPL Holdings, Inc., a Massachusetts corporation (collectively, the “ Registrants ”), hereby request that the effective date for the registration statement referred to above be accelerated so that it will be declared effective at 4:30 p.m. Eastern Time on March 25, 2025, or as soon as possible thereafter. The Registrants hereby authorize Thomas Fraser or Tristan VanDeventer of Ropes & Gray LLP, counsel to the Registrants, to orally modify or withdraw this request for acceleration. Please contact Thomas Fraser (Thomas.Fraser@ropesgray.com) / telephone: 617-951-7063 of Ropes & Gray LLP as soon as the registration statement has been declared effective. [ Signature page follows ] Very truly yours, LPL FINANCIAL HOLDINGS INC. LPL HOLDINGS, INC. By: /s/ Althea Brown Name: Althea Brown Title: Chief Legal Officer and Secretary [ Signature Page to Acceleration Request ]