Correspondence 0001193125-23-265209 from LPL Financial Holdings Inc. (LPLA)
LPL Financial Holdings Inc.
Date: Oct. 27, 2023 · CIK: 0001397911 · Accession: 0001193125-23-265209
AI Filing Summary & Sentiment
File numbers found in text: 333-274631
Letter
VIA EDGAR Division of Corporation Finance Attention: Robert Arzonetti & Susan Block Registration Statement on Form S-3 Filed September 22, 2023 File No. 333-274631
Re: LPL Financial Holdings Inc.
Dear Mr. Arzonetti and Ms. Block:
On behalf of LPL Financial Holdings Inc. (“LPL” or the “Company”), we hereby submit to the Securities and Exchange Commission (the “Commission”), via EDGAR, Amendment No. 2 (the “Amended Registration Statement”) to the above-referenced Registration Statement on Form S-3, filed with the Commission on September 22, 2023 (collectively with Amendment No. 1 filed on October 17, 2023, the “Registration Statement”).
In response to an oral comment from the staff of the Commission, the Amended Registration Statement includes an amended legal opinion filed with the Commission as Exhibit 5.1 to the Registration Statement, and an amended filing fee table filed with the Commission as Exhibit 107 to the Registration Statement, as well as certain other updated information.
Please do not hesitate to call me at (617) 951-7063 with any questions or further comments you may have regarding this filing or if you wish to discuss the above.
Sincerely,
/s/ Thomas Fraser
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CORRESP 1 filename1.htm CORRESP October 27, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Robert Arzonetti & Susan Block Re: LPL Financial Holdings Inc. Registration Statement on Form S-3 Filed September 22, 2023 File No. 333-274631 Dear Mr. Arzonetti and Ms. Block: On behalf of LPL Financial Holdings Inc. (“LPL” or the “Company”), we hereby submit to the Securities and Exchange Commission (the “Commission”), via EDGAR, Amendment No. 2 (the “Amended Registration Statement”) to the above-referenced Registration Statement on Form S-3, filed with the Commission on September 22, 2023 (collectively with Amendment No. 1 filed on October 17, 2023, the “Registration Statement”). In response to an oral comment from the staff of the Commission, the Amended Registration Statement includes an amended legal opinion filed with the Commission as Exhibit 5.1 to the Registration Statement, and an amended filing fee table filed with the Commission as Exhibit 107 to the Registration Statement, as well as certain other updated information. Please do not hesitate to call me at (617) 951-7063 with any questions or further comments you may have regarding this filing or if you wish to discuss the above. Sincerely, /s/ Thomas Fraser Thomas Fraser cc: Gregory M. Woods (LPL Financial Holdings Inc.)