SEC Company Response from LPL Financial Holdings Inc. (LPLA) (CIK 0001397911) (LPLA) — Oct 30, 2023
LPL Financial Holdings Inc. (LPLA) (CIK 0001397911)
Date: Oct. 30, 2023 · CIK: 0001397911 · Accession: 0001193125-23-266170
AI Filing Summary & Sentiment
Reasoning
File numbers found in text: 333-274631
Letter
LPL FINANCIAL HOLDINGS INC.
LPL HOLDINGS, INC.
Executive Drive
San Diego, CA 92121
October 30, 2023
VIA EDGAR
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention: Robert Arzonetti & Susan Block
Re: LPL Financial Holdings Inc.
LPL Holdings, Inc.
Registration Statement on Form S-3 (File No. 333-274631)
Request for Acceleration
Ladies and Gentlemen:
Pursuant to Rule 461 under the Securities Act of 1933, as amended, LPL Financial Holdings Inc., a Delaware corporation, and LPL Holdings, Inc., a Massachusetts corporation (collectively, the “Registrants”), hereby request that the effective date for the registration statement referred to above be accelerated so that it will be declared effective at 4:30 p.m. Eastern Time on November 1, 2023, or as soon as possible thereafter. The Registrants hereby authorize Marko S. Zatylny or Thomas Fraser of Ropes & Gray LLP, counsel to the Registrants, to orally modify or withdraw this request for acceleration.
Please call Thomas Fraser of Ropes & Gray LLP, counsel to the Registrants, at (617) 951- 7063 as soon as the registration statement has been declared effective.
[Signature page follows]
Very truly yours,
LPL FINANCIAL HOLDINGS INC.
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CORRESP 1 filename1.htm CORRESP LPL FINANCIAL HOLDINGS INC. LPL HOLDINGS, INC. 4707 Executive Drive San Diego, CA 92121 October 30, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Robert Arzonetti & Susan Block Re: LPL Financial Holdings Inc. LPL Holdings, Inc. Registration Statement on Form S-3 (File No. 333-274631) Request for Acceleration Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, LPL Financial Holdings Inc., a Delaware corporation, and LPL Holdings, Inc., a Massachusetts corporation (collectively, the “Registrants”), hereby request that the effective date for the registration statement referred to above be accelerated so that it will be declared effective at 4:30 p.m. Eastern Time on November 1, 2023, or as soon as possible thereafter. The Registrants hereby authorize Marko S. Zatylny or Thomas Fraser of Ropes & Gray LLP, counsel to the Registrants, to orally modify or withdraw this request for acceleration. Please call Thomas Fraser of Ropes & Gray LLP, counsel to the Registrants, at (617) 951- 7063 as soon as the registration statement has been declared effective. [Signature page follows] Very truly yours, LPL FINANCIAL HOLDINGS INC. LPL HOLDINGS, INC. By: /s/ Dan H. Arnold Name: Dan H. Arnold Title: Chief Executive Officer, President, and Director of LPL Financial Holdings Inc. and LPL Holdings, Inc. [Signature Page to Acceleration Request]