SEC Comment Letter for LPL Financial Holdings Inc. (LPLA) (CIK 0001397911) (LPLA) — Feb 22, 2012

LPL Financial Holdings Inc. (LPLA) (CIK 0001397911)
Date: Feb. 22, 2012 · CIK: 0001397911 · Accession: 0000000000-12-009222

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AI Filing Summary & Sentiment

File numbers found in text: 001-34963

Date

February 21, 2012

Author

/s/ Suzanne Hayes

Form

UPLOAD

Company

LPL Financial Holdings Inc. (LPLA) (CIK 0001397911)

Letter

February 21, 2012 Via E-mail Stephanie L. Brown Managing Director and General Counsel LPL Investment Holdings Inc. One Beacon Street Boston, MA 02108 Re: LPL Investment Holdings Inc. Form 10-K for the Fiscal Year Ended December 31, 2010 Filed March 9, 2011 File No. 001-34963

Dear Ms. Brown: We have completed our review of your f iling. We remind you that our comments or changes to disclosure in res ponse to our comments do not for eclose the Commission from taking any action with respect to the company or th e filing and the company may not assert staff comments as a defense in any proceeding ini tiated by the Commission or any person under the federal securities laws of the United States. We urge all pers ons who are responsible for the accuracy and adequacy of the disclosure in the fi ling to be certain that the filing includes the information the Securities Exchange Act of 1934 and all applicable rules require.

Sincerely,
/s/ Suzanne Hayes
Suzanne Hayes Assistant Director

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February 21, 2012
 Via E-mail

Stephanie L. Brown Managing Director and General Counsel LPL Investment Holdings Inc. One Beacon Street Boston, MA  02108
Re: LPL Investment Holdings Inc.
 Form 10-K for the Fiscal Year Ended December 31, 2010
Filed March 9, 2011 File No. 001-34963

Dear Ms. Brown:
 We have completed our review of your f iling.  We remind you that our comments or
changes to disclosure in res ponse to our comments do not for eclose the Commission from taking
any action with respect to the company or th e filing and the company may not assert staff
comments as a defense in any proceeding ini tiated by the Commission or any person under the
federal securities laws of the United States.  We urge all pers ons who are responsible for the
accuracy and adequacy of the disclosure in the fi ling to be certain that the filing includes the
information the Securities Exchange Act of 1934 and all applicable rules require.

Sincerely,
     /s/ Suzanne Hayes
Suzanne Hayes Assistant Director

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