SEC Company Response from LPL Financial Holdings Inc. (LPLA) (CIK 0001397911) (LPLA) — Nov 15, 2010
LPL Financial Holdings Inc. (LPLA) (CIK 0001397911)
Date: Nov. 15, 2010 · CIK: 0001397911 · Accession: 0000950123-10-105563
AI Filing Summary & Sentiment
File numbers found in text: 333-167325
Letter
November 15, 2010
VIA EDGAR
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention:
Sonia Gupta Barros
Cc:
Kristina Aberg
Re:
LPL Investment Holdings Inc.
Registration Statement on Form S-1 (File No. 333-167325)
Ladies and Gentlemen:
In connection with the above-captioned Registration Statement, we wish to advise that between November 3, 2010 and the date hereof 12,814 copies of the Preliminary Prospectus dated November 3, 2010 were distributed as follows: 10,611 to 11 prospective underwriters; 2,074 to 2,074 institutional investors; 86 to 2 prospective dealers; 9 to 6 individuals; and 34 to 27 others.
We have been informed by the participating underwriters that they will comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934.
We hereby join in the request of the registrant that the effectiveness of the above-captioned Registration Statement, as amended, be accelerated to 4:00 p.m. Eastern Time on November 17, 2010 or as soon thereafter as practicable.
[remainder of this page intentionally left blank]
Very truly yours,
GOLDMAN, SACHS & CO.
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CORRESP
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corresp
November 15, 2010
VIA EDGAR
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention:
Sonia Gupta Barros
Cc:
Kristina Aberg
Re:
LPL Investment Holdings Inc.
Registration Statement on Form S-1 (File No. 333-167325)
Ladies and Gentlemen:
In connection with the above-captioned Registration Statement, we wish to advise that between
November 3, 2010 and the date hereof 12,814 copies of the Preliminary Prospectus dated November 3,
2010 were distributed as follows: 10,611 to 11 prospective underwriters; 2,074 to 2,074
institutional investors; 86 to 2 prospective dealers; 9 to 6 individuals; and 34 to 27 others.
We have been informed by the participating underwriters that they will comply with the requirements
of Rule 15c2-8 under the Securities Exchange Act of 1934.
We hereby join in the request of the registrant that the effectiveness of the above-captioned
Registration Statement, as amended, be accelerated to 4:00 p.m. Eastern Time on November 17, 2010
or as soon thereafter as practicable.
[remainder of this page intentionally left blank]
Very truly yours,
GOLDMAN, SACHS & CO.
MORGAN STANLEY & CO. INCORPORATED
As Representatives of the
Prospective Underwriters
GOLDMAN, SACHS & CO.
By:
/s/ Goldman, Sachs & Co.
(Goldman, Sachs & Co.)
MORGAN STANLEY & CO. INCORPORATED
By:
/s/ Kenneth G. Pott
Name:
Kenneth G. Pott
Title:
Managing Director