SEC Company Response from LPL Financial Holdings Inc. (LPLA) (CIK 0001397911) (LPLA) — Dec 20, 2012
LPL Financial Holdings Inc. (LPLA) (CIK 0001397911)
Date: Dec. 20, 2012 · CIK: 0001397911 · Accession: 0001397911-12-000038
AI Filing Summary & Sentiment
File numbers found in text: 001-34963
Referenced dates: December 7, 2012
Letter
Correspondence 2012-12
LPL Financial Holdings Inc.
9785 Towne Centre Drive
San Diego, CA 92121-1968
858 450 9606 office
December 20, 2012
VIA EDGAR
Securities and Exchange Commission
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention:
Hugh West
Staci Shannon
Re:
SEC Comment Letter dated December 7, 2012
LPL Financial Holdings Inc.
Form 10-K for the Fiscal Year Ended December 31, 2011
Filed February 27, 2012
Form 10-Q for the Quarterly Period ended September 30, 2012
Filed October 31, 2012
File No. 001-34963
Ladies and Gentlemen:
This letter is to confirm our telephone conversation on December 18, 2012 with Ms. Shannon of the staff of the Securities and Exchange Commission wherein we agreed that we would provide our response to the staff's comment letter dated December 7, 2012 during the week of January 7, 2013.
Very truly yours,
/s/ Dan H. Arnold
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CORRESP 1 filename1.htm Correspondence 2012-12 LPL Financial Holdings Inc. 9785 Towne Centre Drive San Diego, CA 92121-1968 858 450 9606 office December 20, 2012 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Hugh West Staci Shannon Re: SEC Comment Letter dated December 7, 2012 LPL Financial Holdings Inc. Form 10-K for the Fiscal Year Ended December 31, 2011 Filed February 27, 2012 Form 10-Q for the Quarterly Period ended September 30, 2012 Filed October 31, 2012 File No. 001-34963 Ladies and Gentlemen: This letter is to confirm our telephone conversation on December 18, 2012 with Ms. Shannon of the staff of the Securities and Exchange Commission wherein we agreed that we would provide our response to the staff's comment letter dated December 7, 2012 during the week of January 7, 2013. Very truly yours, /s/ Dan H. Arnold Dan H. Arnold Chief Financial Officer LPL Financial Holdings Inc. Member FINRA/SIPC